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Terrance Paul Pratchett

PNC Capital Markets LLC

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About Terrance Paul Pratchett

Terrance Paul Pratchett is a financial advisor with over 10 years of experience in the industry. Terrance currently works for PNC Capital Markets LLC and is licensed to sell securities in Idaho and Utah. Terrance has a strong background in investment banking, having previously worked at J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wachovia Securities, LLC. Terrance holds a Series 7, 6, 63, 65, 79, and 24 licenses.

Firm Information

Terrance Pratchett is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Terrance Pratchett’s Registration & Firm History

IL

04/30/2021 - Present

PNC Capital Markets LLC (CHICAGO IL)

UT

07/09/2016 - 04/09/2021

J.P. MORGAN SECURITIES LLC (Salt Lake City UT)

TX

11/17/2010 - 06/15/2012

J.P. MORGAN SECURITIES LLC (DALLAS TX)

NM

10/23/2009 - 11/03/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBUQUERQUE NM)

NM

11/07/2008 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (ALBUQUERQUE NM)

NC

01/04/2007 - 11/14/2007

EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)

NC

04/11/2005 - 09/26/2006

WACHOVIA SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/18/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/09/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/03/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/10/2008

Series 7 - General Securities Representative Examination

BC

Issued 04/08/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Terrance Paul Pratchett.
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