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Terrance L Dubois

Pruco Securities, LLC

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About Terrance L Dubois

Terrance L Dubois is a licensed financial professional in the state of New York with over 15 years of experience in the industry. Terrance has a background in providing investment advice and financial planning services. Currently, Terrance is registered with Pruco Securities, LLC, and has previously been affiliated with NYLIFE SECURITIES LLC, PFS INVESTMENTS INC., HSBC SECURITIES (USA) INC., AXA ADVISORS, LLC, HSBC BROKERAGE (USA) INC., and CSFBDIRECT, INC. Terrance has a Series 7, Series 63, and SIE securities license and has a strong record of providing investment advice to individuals and institutions. Terrance specializes in working with high-net-worth individuals, individuals other than high-net-worth, corporations, and trusts and estates.

Firm Information

Terrance Dubois is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Terrance Dubois’s Registration & Firm History

NY

03/07/2024 - Present

Pruco Securities, LLC (Williamsville NY)

NY

03/10/2022 - 08/24/2022

NYLIFE SECURITIES LLC (WILLIAMSVILLE NY)

NY

11/13/2012 - 12/11/2020

PFS INVESTMENTS INC. (AMHERST NY)

NY

09/30/2010 - 05/15/2012

HSBC SECURITIES (USA) INC. (BUFFALO NY)

NY

07/17/2006 - 07/01/2009

AXA ADVISORS, LLC (WILLIAMSVILLE NY)

NY

09/28/2001 - 09/10/2004

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NJ

10/16/2000 - 06/27/2001

CSFBDIRECT, INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 03/21/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Terrance L Dubois. Review regulatory record here.
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