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Terra Rebecca Prince

Robinhood Financial, LLC

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About Terra Rebecca Prince

Terra Prince is a financial professional with over 20 years of experience in the industry. Terra is currently registered with Robinhood Financial, LLC and Robinhood Securities, LLC. Terra has a strong track record of success in the financial services industry, having held positions with several prominent firms. Terra has passed several exams to demonstrate their expertise including Series 7, Series 24, Series 51, Series 63, Series 66, Series 99TO and the SIE. Terra is registered in Texas.

Firm Information

Terra Prince is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Terra Prince’s Registration & Firm History

TX

07/23/2021 - Present

Robinhood Financial, LLC (Westlake TX)

TX

10/23/2019 - 03/17/2021

FIRST DALLAS SECURITIES INCORPORATED (DALLAS TX)

TX

02/26/2018 - 10/28/2019

CHARLES SCHWAB & CO., INC. (Westlake TX)

TX

06/14/2012 - 02/01/2018

APEX CLEARING CORPORATION (DALLAS TX)

TX

04/04/2011 - 08/01/2012

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

TX

09/20/2010 - 04/11/2011

BEHRINGER SECURITIES LP (ADDISON TX)

TX

10/18/2005 - 02/27/2010

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

IL

03/12/2003 - 04/01/2004

PMG SECURITIES CORPORATION (ELGIN IL)

FL

10/09/2002 - 03/13/2003

CONTEMPORARY FINANCIAL SOLUTIONS, INC. (WEST PALM BEACH FL)

MA

02/07/2001 - 03/13/2003

MUTUAL SERVICE CORPORATION (BOSTON MA)

CA

06/07/2000 - 02/02/2001

NORTH COAST SECURITIES CORPORATION (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 06/23/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/14/2024

Series 14 - Compliance Officer Examination

BC

Issued 03/13/2006

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/02/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Terra Rebecca Prince.
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