Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Walsh Folkins has been in the financial industry since December 1997. Currently, Teresa is registered with RBC Capital Markets, LLC and is located in San Diego, CA. She has held past registrations with CUSO Financial Services, L.P., Sorrento Pacific Financial, LLC, LPL Financial LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Intersecurities, Inc., and LINSCO/Private Ledger Corp. Teresa has a broad background in the financial industry with a focus on Investment Banking Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/13/2022 - Present
RBC Capital Markets, LLC (SAN DIEGO CA)
CA
11/10/2014 - 06/13/2022
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
11/10/2014 - 06/13/2022
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
03/18/2010 - 11/20/2014
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
06/01/2009 - 03/25/2010
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LA JOLLA CA)
CA
04/12/2006 - 04/02/2007
MORGAN STANLEY DW INC. (LAJOLLA CA)
FL
03/28/2001 - 04/07/2006
INTERSECURITIES, INC. (ST. PETERSBURG FL)
SC
11/21/1997 - 02/28/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BOTH
Issued 11/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/21/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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