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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Tabel is an investment advisor representative with Ameriprise Financial Services, LLC. Teresa has been in the securities industry since May 12, 2000. Teresa has a Series 7, Series 63, and Series 65 license and is registered with the state of California. Prior to joining Ameriprise Financial Services, LLC, Teresa worked for COMERICA SECURITIES, UNIONBANC INVESTMENT SERVICES, LLC, LASALLE FINANCIAL SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and PAINEWEBBER INCORPORATED. Teresa specializes in providing asset allocation services, financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/03/2023 - Present
Ameriprise Financial Services, LLC (Costa Mesa CA)
CA
10/11/2023 - 11/03/2023
COMERICA SECURITIES (COSTA MESA CA)
CA
10/07/2011 - 08/18/2023
UNIONBANC INVESTMENT SERVICES, LLC (IRVINE CA)
CA
05/11/2009 - 11/20/2009
UNIONBANC INVESTMENT SERVICES, LLC (IRVINE CA)
IL
05/29/2003 - 06/01/2007
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
NY
04/26/1995 - 03/21/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
02/07/1995 - 03/14/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 05/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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