Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Miles Walsh is a financial professional with over two decades of experience in the industry. Teresa is currently registered with Pickwick Capital Partners, LLC and has held prior positions with McGinn, Smith & Co., Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Teresa is licensed to provide investment advice in multiple states and has passed several industry exams, including the Series 7, Series 24, Series 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
12/08/2009 - Present
Pickwick Capital Partners, LLC (WESTPORT CT)
NY
03/11/2009 - 12/21/2009
MCGINN, SMITH & CO., INC. (NEW YORK NY)
NY
05/11/1995 - 09/30/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/26/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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