Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Michele Theobald is a financial advisor in HOUSTON, TX, with over 16 years of experience in the industry. Teresa is currently registered with Sovereign Wealth Advisors LLC and is a Registered Investment Advisor. Prior to her current role, Teresa worked at RBC CAPITAL MARKETS, LLC and Morgan Stanley. Teresa has passed several industry exams including Series 66, SIE, Series 31, and Series 7. Teresa focuses on providing financial planning, pension consulting, educational seminars, and portfolio management services to individuals, charitable organizations, corporations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/17/2020 - Present
Sovereign Wealth Advisors LLC (HOUSTON TX)
TX
03/20/2012 - 03/29/2017
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
TX
06/01/2009 - 03/28/2012
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
09/23/2004 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
BOTH
Issued 11/05/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Teresa Theobald is the right advisor for you? Invested Better is here to help.
