Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Marie Rubins is a financial advisor who has been in the industry since 1989. Teresa is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed in multiple states. Teresa has prior experience with Prudential Securities Incorporated, American Express Financial Advisors Inc., IDS Life Insurance Company, and Waddell & Reed, Inc. Teresa's specialties include portfolio management, investment planning, and financial advising. She is also a registered representative with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
01/08/2000 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMISBURG OH)
NY
07/09/1991 - 08/24/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
08/21/1990 - 06/05/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/21/1990 - 06/05/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
KS
08/22/1988 - 08/20/1990
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 07/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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