Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Finney is a financial professional with over 40 years of experience in the industry. Teresa holds a Series 63, Series 65 and Series 7 licenses. Teresa is affiliated with Raymond James & Associates, Inc. in the Austin, TX office. Teresa has a diverse range of experience in the financial services industry. In addition to her role at Raymond James & Associates, Inc., Teresa also provides financial guidance for Great Hills Country Club, and 360 Shoal Creek Interests LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/17/2011 - Present
Raymond James & Associates, Inc. (AUSTIN TX)
TX
06/01/2009 - 02/28/2011
MORGAN STANLEY SMITH BARNEY (AUSTIN TX)
TX
03/23/1990 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AUSTIN TX)
NY
02/15/1988 - 04/02/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
01/26/1982 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
01/19/1982 - 02/10/1982
ROTAN MOSLE INC.
IA
Issued 11/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/25/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1982
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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