Unclaimed
Teresa Marie Denton is a Registered Representative and Investment Advisor Representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc., which has a main office located in New York, NY. Teresa holds Series 3, 7, and 66 licenses as well as the SIE. Teresa has been in the financial industry since September 2016. Prior to joining Merrill Lynch, Teresa was with Goldman Sachs & Co. in Dallas, Texas. Teresa has experience in providing advisory services to individuals, businesses, and institutions. Teresa is committed to providing her clients with a high level of personalized service and financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/11/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
TX
09/22/2016 - 12/02/2016
GOLDMAN, SACHS & CO. (DALLAS TX)
BOTH
Issued 09/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2016
Series 3 - National Commodity Futures Examination
BC
Issued 09/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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