Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Swimm is a financial advisor with Janney Montgomery Scott LLC. She has been in the financial services industry since June 1990. Teresa has a wide range of experience, having worked for a number of other firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Scottrade, Inc. and Morgan Stanley Smith Barney. She is licensed in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MA
01/02/2020 - Present
Janney Montgomery Scott LLC (DANVERS MA)
MA
11/18/2015 - 01/07/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LYNNFIELD MA)
MA
06/24/2010 - 11/03/2015
SCOTTRADE, INC. (BURLINGTON MA)
MA
06/01/2009 - 06/18/2010
MORGAN STANLEY SMITH BARNEY (DANVERS MA)
MA
12/26/2008 - 06/04/2009
UBS FINANCIAL SERVICES INC. (ANDOVER MA)
MA
05/15/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DANVERS MA)
MA
01/12/1990 - 07/17/2008
BEAR, STEARNS & CO. INC. (BOSTON MA)
NA
10/25/1989 - 11/30/1989
CLARK & GIANATASIO SECURITIES, INC.
BOTH
Issued 12/31/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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