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Teresa Lorraine Sponseller

Kingswood Capital Partners, LLC

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About Teresa Lorraine Sponseller

Teresa Lorraine Sponseller has been an active financial advisor since 1988. Teresa is currently registered with Kingswood Capital Partners, LLC and has held previous positions with Niagara International Capital Limited, Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Wheat, First Securities, Inc., and Marshall & Co. Securities, Inc. Teresa has a broad range of experience and holds the following licenses: Series 7, Series 9, Series 10 and Series 63.

Firm Information

Teresa Sponseller is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Teresa Sponseller’s Registration & Firm History

GA

06/15/2018 - Present

Kingswood Capital Partners, LLC (Atlanta GA)

NY

01/08/2018 - 06/15/2018

NIAGARA INTERNATIONAL CAPITAL LIMITED (NEW YORK NY)

GA

02/13/2013 - 12/31/2017

RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)

GA

06/19/1991 - 02/13/2013

MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)

NC

03/31/1989 - 06/03/1991

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

NA

07/20/1988 - 04/19/1989

MARSHALL & CO. SECURITIES, INC.

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Licenses & Designations

BC

Issued 08/30/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/09/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/09/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Teresa Lorraine Sponseller.
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