Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Legault is a registered representative of Capfinancial Securities, LLC. Teresa has been in the industry since January 3, 2023. She holds the Series 7TO, Series 63, and SIE licenses. Teresa's current branch office is located in Raleigh, NC. Teresa was previously registered with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/09/2024 - Present
Capfinancial Securities, LLC (RALEIGH NC)
CA
05/02/2022 - 05/06/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Walnut Creek CA)
BC
Issued 07/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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