Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Featherman is an experienced financial advisor with over 30 years in the industry. She currently works for RBC Capital Markets, LLC and specializes in providing financial advice to individuals, businesses, and institutions. Previously, Teresa has held positions at Oppenheimer & Co. Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Raymond James Financial Services, Inc., Everen Securities, Inc., Dean Witter Reynolds Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Teresa holds Series 63, Series 7, Series 9, and Series 10 licenses, demonstrating her commitment to professional development and adherence to industry standards.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
09/04/2018 - Present
RBC Capital Markets, LLC (PHOENIX AZ)
AZ
11/21/2005 - 09/07/2018
OPPENHEIMER & CO. INC. (SCOTTSDALE AZ)
MO
07/01/2003 - 11/08/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/29/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
11/30/1998 - 09/27/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
11/10/1997 - 12/01/1998
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
06/13/1997 - 11/13/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
05/25/1990 - 03/26/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
11/01/1989 - 03/30/1990
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NY
10/19/1988 - 09/07/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/30/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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