Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Janette Brock is a financial advisor at Cuso Financial Services, LP based in San Diego, CA. Teresa has been in the financial services industry since 1997, and holds a Series 63, 65, 7, 31 and SIE. Teresa specializes in providing financial planning and investment management services for individuals and businesses. Teresa has a long history of experience with firms including Sorrento Pacific Financial, LLC, AXA Advisors, LLC, Benjamin & Jerold Brokerage I, LLC, BMA Securities, Spencer Edwards, Inc., Scottsdale Capital Advisors Corp, W. Quillen Securities, Nexcore Capital, Inc., Atlas Securities, Inc., 2480 Securities LLC and Dean Witter Reynolds Inc. Cuso Financial Services, LP provides financial planning, investment management, and other services to a variety of clients including individuals, businesses, pension and profit-sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/11/2024 - Present
Cuso Financial Services, LP (SAN DIEGO CA)
CA
02/25/2020 - 07/09/2024
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
04/03/2017 - 01/11/2019
AXA ADVISORS, LLC (SAN DIEGO CA)
NY
04/07/2016 - 03/22/2017
BENJAMIN & JEROLD BROKERAGE I, LLC (NEW YORK NY)
CA
01/04/2013 - 10/01/2014
BMA SECURITIES (EL SEGUNDO CA)
CO
08/02/2012 - 12/14/2012
SPENCER EDWARDS, INC. (CENTENNIAL CO)
CA
03/02/2011 - 08/01/2012
BMA SECURITIES (EL SEGUNDO CA)
CA
02/10/2010 - 03/07/2011
SCOTTSDALE CAPITAL ADVISORS CORP (CARLSBAD CA)
NY
06/03/2008 - 02/26/2009
W. QUILLEN SECURITIES (NEW YORK NY)
CA
01/24/2007 - 08/30/2007
NEXCORE CAPITAL, INC. (SAN DIEGO CA)
CO
07/18/2005 - 05/04/2006
ATLAS SECURITIES, INC. (DENVER CO)
OH
06/16/1997 - 07/14/2005
2480 SECURITIES LLC (DAYTON OH)
NY
04/22/1993 - 07/15/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/26/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 04/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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