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Teresa Feng tsuey Nieh

Canaccord Genuity LLC

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About Teresa Feng tsuey Nieh

Teresa Feng tsuey Nieh is a financial professional with over 20 years of experience in the securities industry. Teresa has a strong track record of success in providing investment advice and wealth management services to clients. Teresa is currently registered with Canaccord Genuity LLC, a leading financial services firm. Previously, Teresa held positions at Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bear, Stearns & Co. Inc., BNP Paribas Securities Corp., and Paribas Corporation. Teresa holds the Series 7 and SIE licenses.

Firm Information

Teresa Nieh is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Teresa Nieh’s Registration & Firm History

NY

09/30/2014 - Present

Canaccord Genuity LLC (NEW YORK NY)

NY

04/16/2012 - 06/03/2014

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

01/06/2006 - 09/15/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/30/2004 - 10/03/2005

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

04/05/2001 - 09/10/2004

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

07/20/2000 - 03/30/2001

DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)

NY

02/03/2000 - 03/16/2000

PARIBAS CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Teresa Feng tsuey Nieh.
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