Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Diane Yent is a registered representative with USA Financial Securities LLC based in Raleigh, NC. Teresa has been in the financial services industry since October 14, 2008. She is a Chartered Financial Consultant and holds the Series 66, Series 7 and SIE licenses. Teresa has been actively registered with the State of North Carolina as an investment advisor representative since October 15, 2008. Teresa has also been actively registered with the Financial Industry Regulatory Authority (FINRA) since October 15, 2008. Teresa currently has three active registrations with FINRA, one with the state of North Carolina and one with the state of North Carolina as an investment advisor representative. Teresa is a dedicated professional with experience in providing financial planning and portfolio management services to individuals and businesses. Teresa has a strong commitment to providing her clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
10/15/2008 - Present
USA Financial Securities LLC (RALEIGH NC)
BOTH
Issued 08/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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