Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Incao is a financial professional with over 30 years of experience in the securities industry. Teresa holds a Series 4, Series 7, Series 9, Series 10, Series 24, Series 52TO, and Series 53 license, as well as Series 63 and Series 65 registrations. She is a Registered Representative and Investment Advisor Representative with Oppenheimer & Co. Inc., where she has been employed since March 2009. Prior to joining Oppenheimer, Teresa worked at various financial institutions, including Hennion & Walsh, Inc., RBC Dain Rauscher Inc., Tucker Anthony Incorporated, and Gibraltar Securities Co. Teresa has a deep understanding of the financial markets and is committed to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NJ
11/01/2005 - 03/19/2009
HENNION & WALSH, INC. (PARSIPPANY NJ)
NY
03/09/2002 - 09/13/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
09/01/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
05/22/1990 - 09/01/1999
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
IA
Issued 01/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2007
Series 4 - Registered Options Principal Examination
BC
Issued 06/12/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/03/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/18/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/14/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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