Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Harris is a financial professional with over 20 years of experience in the financial services industry. Teresa is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Teresa was employed by Transamerica Financial Advisors, Inc., Morgan Stanley, LPL Financial LLC, World Group Securities, Inc., Morgan Keegan & Company, Inc., PFIC Securities Corporation, Comerica Securities, Technology Capital Management, LLC, and Citigroup Investment Services. Teresa specializes in providing financial advice and investment management services to individuals, businesses, and institutions. Teresa holds a Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/01/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
09/20/2018 - 08/21/2020
TRANSAMERICA FINANCIAL ADVISORS, INC (HOUSTON TX)
TX
02/25/2015 - 10/03/2016
MORGAN STANLEY (SUGARLAND TX)
TX
07/28/2011 - 10/27/2014
LPL FINANCIAL LLC (HOUSTON TX)
TX
01/28/2010 - 12/31/2010
WORLD GROUP SECURITIES, INC. (HOUSTON TX)
TN
04/05/2007 - 02/08/2008
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
10/06/2006 - 04/05/2007
PFIC SECURITIES CORPORATION (FRANKLIN TN)
MI
09/12/2003 - 02/21/2006
COMERICA SECURITIES (DETROIT MI)
TX
11/27/2000 - 07/31/2002
TECHNOLOGY CAPITAL MANAGEMENT, LLC (HOUSTON TX)
NY
10/02/1997 - 04/28/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 10/17/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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