Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teresa? Claim Your ProfileTeresa Ann Smith is a financial advisor with Geneos Wealth Management, Inc. based in Greenwood Village, Colorado. Teresa has been working in the financial industry since 1984. Her experience spans a variety of firms including NFP Securities, Inc., Cetera Advisors LLC, LPL Financial Corporation, TIAA-CREF Individual & Institutional Services, LLC, Charles Schwab & Co., Inc., and R A F Financial Corporation. Teresa offers a variety of financial services to individuals, corporations, and charitable organizations. Teresa holds Series 7, 9, 10, 63, and SIE licenses. Teresa is registered to provide financial advice in California and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
03/24/2015 - Present
Geneos Wealth Management, Inc. (GREENWOOD VILLAGE CO)
CO
03/26/2014 - 06/04/2014
NFP SECURITIES, INC. (DENVER CO)
CO
07/19/2010 - 12/17/2013
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
CO
06/05/2007 - 04/28/2009
LPL FINANCIAL CORPORATION (DENVER CO)
CO
08/04/2006 - 02/08/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
TX
12/04/1997 - 06/07/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
07/01/1987 - 07/07/1997
R A F FINANCIAL CORPORATION (DENVER CO)
NA
09/29/1986 - 03/18/1987
SHERWOOD SECURITIES CORP.
NA
07/29/1983 - 07/29/1986
NEIDIGER, TUCKER, BRUNER, INC.
NA
07/09/1980 - 07/07/1983
HANIFEN, IMHOFF INC.
NA
09/19/1979 - 07/27/1980
B. C. CHRISTOPHER & COMPANY
BC
Issued 05/20/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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