linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Teresa Ann Ogurek

Raymond James Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Teresa? Claim Your Profile

About Teresa Ann Ogurek

Teresa Ann Ogurek is a financial advisor with Raymond James Financial Services, Inc. in Dallas, Texas. She is licensed to sell securities in 24 states and has been in the industry since April 21, 1996. Teresa has a wide range of experience and expertise, including holding the Series 7, 9, 10, 24, and 63 licenses as well as the SIE. She holds a general securities principal license and has been actively involved in the financial industry for over 25 years. She was previously employed by Raymond James & Associates, Inc., Wachovia Securities, LLC, Morgan Stanley DW Inc., and Fidelity Brokerage Services, Inc.

Firm Information

Teresa Ogurek is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Teresa Ogurek’s Registration & Firm History

TX

05/05/2017 - Present

Raymond James Financial Services, Inc. (Dallas TX)

TX

11/16/2005 - 05/05/2017

RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)

MO

02/10/2005 - 11/18/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

12/23/1997 - 02/16/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

RI

03/26/1996 - 11/25/1997

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

Not sure if Teresa Ann Ogurek is right for you?

Licenses & Designations

BC

Issued 04/04/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2006

Series 24 - General Securities Principal Examination

BC

Issued 05/15/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/17/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Teresa Ann Ogurek.
Not sure if Teresa Ann Ogurek is right for you?