Unclaimed
Teresa A. Haley is a financial advisor with Wells Fargo Clearing Services, LLC. She has over 25 years of experience in the financial services industry. Teresa has a broad range of experience in various areas, including portfolio management, investment consulting, and financial planning. She is committed to providing personalized and comprehensive financial advice to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
06/25/2019 - Present
Wells Fargo Clearing Services, LLC (DAYTONA BEACH FL)
FL
04/28/2017 - 07/12/2019
LPL FINANCIAL LLC (PORT ORANGE FL)
FL
02/13/2012 - 05/12/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (PLANTATION FL)
FL
01/25/2011 - 06/07/2011
NEWBRIDGE SECURITIES CORPORATION (FT. LAUDERDALE FL)
FL
11/02/2009 - 11/05/2010
METLIFE SECURITIES INC. (FORT LAUDERDALE FL)
FL
08/16/2006 - 11/21/2007
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
FL
01/31/2001 - 07/26/2006
MORGAN STANLEY DW INC. (PLANTATION FL)
AL
07/13/1999 - 07/13/2000
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NY
11/05/1999 - 04/06/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
FL
08/24/1994 - 04/17/1999
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 09/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/24/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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