Unclaimed
Terence William Hayes is a registered representative with over 20 years of experience in the financial services industry. He currently works with National Financial Services LLC in Jersey City, NJ. Hayes is a Series 7, 24, 4, 63, 99TO, and SIE licensed professional. In the past, Terence William Hayes worked with PERSHING LLC in Jersey City, NJ and DATEK ONLINE BROKERAGE SERVICES LLC in Omaha, NE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/01/2017 - Present
National Financial Services LLC (JERSEY CITY NJ)
NJ
01/03/2001 - 04/19/2016
PERSHING LLC (JERSEY CITY NJ)
NE
07/28/1999 - 09/05/2000
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
BC
Issued 09/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2000
Series 4 - Registered Options Principal Examination
BC
Issued 02/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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