Unclaimed
Terence Digan is a financial advisor with over 30 years of experience in the industry. He is currently registered with Alps Portfolio Solutions Distributor, Inc. and has previously worked with several other firms including Institutional Direct Inc., Bear, Stearns & Co. Inc., Intercapital Government Securities Inc., Cantor Fitzgerald Securities Corp., and RMJ Securities Corp. Terence Digan holds the Series 7 and Series 63 licenses. He is registered to provide investment advice in 48 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/02/2014 - Present
Alps Portfolio Solutions Distributor, Inc. (DENVER CO)
NY
06/14/2006 - 12/31/2013
ALPS DISTRIBUTORS, INC. (GARDEN CITY NY)
NY
07/22/2003 - 01/23/2004
INSTITUTIONAL DIRECT INC. (NEW YORK NY)
NY
08/03/2000 - 01/23/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/07/1992 - 07/28/1999
INTERCAPITAL GOVERNMENT SECURITIES INC. (NEW YORK NY)
NY
02/13/1992 - 03/30/1992
CANTOR FITZGERALD SECURITIES CORP. (NEW YORK NY)
NY
07/25/1987 - 10/01/1991
RMJ SECURITIES CORP. (NEW YORK NY)
BC
Issued 06/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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