Unclaimed
Terence Michael Padden is an active broker registered with Piper Sandler & Co. in Houston, Texas. Terence has been in the securities industry since 2011. Terence has a strong background in investment banking, and has passed exams for Series 79, 62, and SIE. Terence was previously registered with Simmons & Company International in Minneapolis, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/26/2016 - Present
Piper Sandler & Co. (HOUSTON TX)
MN
03/28/2011 - 02/26/2016
SIMMONS & COMPANY INTERNATIONAL (MINNEAPOLIS MN)
BC
Issued 04/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2012
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 03/26/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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