Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terence? Claim Your ProfileTerence James Downie is a financial advisor with over 20 years of experience in the financial services industry. Terence is currently registered with Sentry Equity Services, Inc. and is licensed in California. Prior to this, Terence has worked with a number of other firms, including Nationwide Investment Services Corporation, Transamerica Investors Securities Corporation, L.M. Kohn & Company, EF Legacy Securities, LLC, Sanders Morris Harris LLC, Prudential Investment Management Services LLC, John Hancock Funds, Inc., John Hancock Distributors, Inc., LaSalle St Securities, L.L.C., VALIC Financial Advisors, Inc., Charles Schwab & Co., Inc., and Fidelity Brokerage Services LLC. Terence is also a licensed Investment Advisor Representative (IAR) in the state of Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
10/31/2023 - Present
Sentry Equity Services, Inc. (STEVENS POINT WI)
OH
03/07/2023 - 08/28/2023
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NY
07/28/2021 - 10/29/2021
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
OH
07/13/2020 - 06/29/2021
L.M. KOHN & COMPANY (CINCINNATI OH)
CA
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (WALNUT CREEK CA)
CA
08/04/2014 - 04/22/2016
SANDERS MORRIS HARRIS LLC (WALNUT CREEK CA)
CA
01/17/2014 - 06/19/2014
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SAN FRANCISCO CA)
OH
06/04/2012 - 12/31/2013
L.M. KOHN & COMPANY (CINCINNATI OH)
CA
09/02/2005 - 07/23/2010
FIDELITY BROKERAGE SERVICES LLC (SACRAMENTO CA)
TX
05/25/2004 - 07/26/2005
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
12/12/2001 - 05/27/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IL
08/21/2000 - 11/01/2001
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
MA
10/13/1998 - 09/20/1999
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
06/30/1997 - 10/27/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
02/26/1996 - 06/30/1997
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
IA
Issued 08/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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