Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terence? Claim Your ProfileTerence Michael Zaas is a financial advisor with UBS Financial Services Inc. in Columbus, Ohio. Terence Michael Zaas has been in the financial industry since 1984 and is registered to provide investment advice in 30 states. Terence Michael Zaas has also worked with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, E. F. Hutton & Company Inc., First Affiliated Securities, Inc., and LaSalle St. Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
04/04/2016 - Present
UBS Financial Services Inc. (COLUMBUS OH)
OH
04/02/2007 - 11/03/2008
MORGAN STANLEY & CO. INCORPORATED (DUBLIN OH)
OH
07/23/1999 - 04/02/2007
MORGAN STANLEY DW INC. (DUBLIN OH)
NY
10/15/1986 - 07/22/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/25/1985 - 10/07/1986
E. F. HUTTON & COMPANY INC
NA
10/17/1984 - 02/11/1985
FIRST AFFILIATED SECURITIES, INC.
NA
05/25/1984 - 10/31/1984
LA SALLE ST. SECURITIES, INC.
IA
Issued 2/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/2/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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