Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terence? Claim Your ProfileTerence Gerard Kawaja is a financial professional with over 28 years of experience in the industry. Terence is currently registered with Luma Securities LLC. Terence has held prior registrations with several firms including Trump Securities, LLC, GCA Savvian Advisors, LLC, Gridley & Company LLC, Credit Suisse First Boston Corporation, Salomon Smith Barney Inc. and Salomon Brothers Inc. Terence holds the Series 3, 7, 24, 27, 63, 79TO and 99TO licenses and is currently registered in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/27/2012 - Present
Luma Securities LLC (NEW YORK NY)
FL
01/17/2011 - 03/29/2012
TRUMP SECURITIES, LLC (BOCA RATON FL)
NY
04/23/2007 - 01/07/2011
GCA SAVVIAN ADVISORS, LLC (NEW YORK NY)
NY
08/17/2005 - 02/22/2007
GRIDLEY & COMPANY LLC (NEW YORK NY)
NY
05/22/2001 - 05/01/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
12/11/1997 - 04/14/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
09/19/1989 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 02/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Terence Kawaja is the right advisor for you? Invested Better is here to help.
