linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Terence Edward Neafsey

BMO Capital Markets Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Terence? Claim Your Profile

About Terence Edward Neafsey

Terence Neafsey is a registered representative with BMO Capital Markets Corp. Terence has over 29 years of experience in the financial services industry. Terence has been registered with BMO Capital Markets Corp. since August 22, 2018, and previously worked with Deutsche Bank Securities Inc. and BT Alex. Brown Incorporated. Terence holds the Series 7, Series 63, and Series 79TO licenses and is licensed in 50 states. Terence provides portfolio management services for pooled investment vehicles. Terence has provided financial services for over 29 years.

Firm Information

Terence Neafsey is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Fees for securities trading ideas and research

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Terence Neafsey’s Registration & Firm History

NY

12/10/2021 - Present

BMO Capital Markets Corp. (New York NY)

NY

08/22/2018 - 12/18/2020

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

NY

06/14/1999 - 07/06/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

12/08/1992 - 06/14/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NY

01/01/1992 - 05/29/1992

DAIWA AMERICA STRATEGIC ADVISORS CORPORATION (NEW YORK NY)

Not sure if Terence Edward Neafsey is right for you?

Licenses & Designations

BC

Issued 11/25/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Terence Edward Neafsey.
Not sure if Terence Edward Neafsey is right for you?