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Tera Lee Smithmen

Raymond James Financial Services, Inc.

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About Tera Lee Smithmen

Tera Lee Smithmen is a financial advisor at Raymond James Financial Services, Inc. Tera has been a registered representative in the financial services industry since May 10, 2023. Tera holds the Series 7TO, Series 63, and SIE licenses. Tera is licensed to conduct business in New York.

Firm Information

Tera Smithmen is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tera Smithmen’s Registration & Firm History

NY

05/10/2023 - Present

Raymond James Financial Services, Inc. (Corning NY)

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Licenses & Designations

BC

Issued 10/17/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/14/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tera Lee Smithmen.
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