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Teodoro J Popolizio

Northwestern Mutual Investment Services, LLC

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About Teodoro J Popolizio

Teodoro Popolizio is a financial advisor with over 8 years of experience in the industry. Teodoro has a strong background in securities and investments, having previously worked at RCAP Securities, Inc. and Goldman, Sachs & Co. Teodoro is currently registered with Northwestern Mutual Investment Services, LLC, where Teodoro provides comprehensive financial planning and investment management services to individual and institutional clients. Teodoro is dedicated to helping clients achieve their financial goals and is committed to providing personalized advice and service.

Firm Information

Teodoro Popolizio is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Teodoro Popolizio’s Registration & Firm History

NY

12/21/2017 - Present

Northwestern Mutual Investment Services, LLC (Albany NY)

NY

07/27/2015 - 07/29/2016

RCAP SECURITIES, INC. (NEW YORK NY)

NY

09/24/2013 - 07/20/2015

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/27/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/14/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/24/2013

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Teodoro J Popolizio.
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