Unclaimed
Tennyson Doyun Cho is a registered representative with Scotia Capital (usa) Inc. and has over 7 years of experience in the financial industry. Tennyson has a Series 7, 63, 79, and SIE licenses. Tennyson holds a Series 63 license and is registered in all 50 states. Prior to joining Scotia Capital (usa) Inc., Tennyson was a registered representative at CIBC World Markets Corp. and TD Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/01/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
05/11/2021 - 01/28/2022
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
01/06/2015 - 03/08/2021
TD SECURITIES (USA) LLC (TORONTO, ONTARIO )
BC
Issued 04/11/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/06/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Tennyson Cho is the right advisor for you? Invested Better is here to help.