Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tennessee? Claim Your ProfileTennessee Lee, Jed is a registered representative at UBS Financial Services Inc. The firm's main office is in Weehawken, New Jersey and the branch office that Tennessee works from is located in Boulder, Colorado. Tennessee has been working in the financial industry since 2020 and has passed the Series 63, Series 66, Series 7TO and Series 9 exams. Tennessee is registered to provide investment advice in 39 states, including Colorado and Alaska. Previously, Tennessee was employed by Robinhood Financial, LLC. Tennessee's work includes helping individuals and corporations with financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
02/03/2023 - Present
UBS Financial Services Inc. (BOULDER CO)
CO
11/05/2020 - 08/10/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
BOTH
Issued 02/03/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/14/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/26/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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