Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tempest? Claim Your ProfileTempest Lasha Roye is a financial advisor with over 10 years of experience in the industry. Tempest is currently registered with Fidelity Brokerage Services LLC and holds a Series 7, Series 9, Series 10, and Series 63 license. Tempest is also licensed in Florida, Massachusetts, Texas, and Utah. Tempest’s primary focus is providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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FL
10/14/2013 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 10/21/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/01/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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