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Telma Beatriz Garcia

Stonex Financial Inc.

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About Telma Beatriz Garcia

Telma Beatriz Garcia is a registered representative with Stonex Financial Inc. Telma has been in the industry since 1994 and has held previous positions at several firms, including Mizuho Securities USA LLC, Unicredit Capital Markets LLC, and Standard Chartered Securities (North America) Inc.. Telma is licensed to sell securities in Connecticut, Florida, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, and Texas.

Firm Information

Telma Garcia is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Telma Garcia’s Registration & Firm History

NY

08/08/2023 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

04/26/2013 - 07/28/2023

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NY

06/22/2011 - 04/08/2013

UNICREDIT CAPITAL MARKETS LLC (NEW YORK NY)

NY

03/15/2010 - 06/09/2011

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)

NY

06/04/2009 - 01/20/2010

ATLAS ONE FINANCIAL GROUP, LLC (NEW YORK NY)

CT

02/23/2009 - 05/07/2009

RBS SECURITIES INC. (GREENWICH CT)

CT

06/01/2004 - 02/24/2009

ABN AMRO INCORPORATED (GREENWICH CT)

NY

05/12/2003 - 06/02/2004

DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)

NY

03/13/2001 - 05/06/2003

WESTLB PANMURE SECURITIES INC. (NEW YORK NY)

NY

07/01/1998 - 02/27/2001

ING BARINGS LLC (NEW YORK NY)

NY

11/06/1995 - 07/01/1998

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

NA

09/02/1993 - 11/06/1995

INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 11/23/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Telma Beatriz Garcia.
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