Unclaimed
Tej Shah is a financial professional with over 16 years of experience in the industry. Tej is currently registered with Deutsche Bank Securities Inc. in California. Tej has held previous roles with Macquarie Capital (USA) Inc., Morgan Stanley & Co. Incorporated, and Lehman Brothers Inc.. Tej holds the Series 7, Series 24, Series 63, and SIE licenses. Tej has a strong background in providing equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
05/03/2022 - Present
Deutsche Bank Securities Inc. (SAN FRANCISCO CA)
CA
05/03/2010 - 03/05/2022
MACQUARIE CAPITAL (USA) INC. (SAN FRANCISCO CA)
CA
08/24/2006 - 08/25/2008
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
NY
10/22/2004 - 06/29/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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