Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teia? Claim Your ProfileTeia Stapleton is a financial advisor with over 28 years of experience in the industry. Teia has been with Stifel, Nicolaus & Company, Inc. since 2017. Prior to joining Stifel, Teia was with City Securities Corporation from 2000 to 2017. Teia is a registered representative in Indiana and Texas, and is also a registered investment advisor in Indiana and Texas. Teia holds the Series 7, Series 63, and Series 65 licenses. Teia's areas of expertise include financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
12/01/2019 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
08/14/2000 - 02/28/2017
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
NY
09/03/1999 - 08/10/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IL
05/07/1999 - 09/22/1999
RICHARD B. VANCE & COMPANY (JOLIET IL)
NA
03/05/1999 - 03/29/1999
VANCE & CO.
IN
01/19/1994 - 03/15/1999
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
IA
Issued 02/16/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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