Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teddy? Claim Your ProfileTeddy Ottens seibert has been in the financial services industry since 2002. Teddy is currently registered with UBS Financial Services Inc. as a Registered Representative. Teddy is also registered as an Investment Advisor Representative in both California and Texas. Teddy is series 7, 63, 9, 10, 31 and SIE licensed. Prior to joining UBS, Teddy worked at CITIGROUP GLOBAL MARKETS INC. Teddy has experience in various investment areas, including portfolio management for individuals and businesses, financial planning and pension consulting. Teddy has been actively involved in the wine industry since 2013 and is a member of Twiningvine. Teddy is a Notary in California and is actively involved in various community activities. Teddy holds a series of licenses and designations that enable him to provide a comprehensive range of financial services. Teddy is committed to providing clients with personalized financial advice and guidance that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
03/14/2016 - Present
UBS Financial Services Inc. (WALNUT CREEK CA)
CA
05/21/2002 - 04/20/2009
CITIGROUP GLOBAL MARKETS INC. (MENLO PARK CA)
IA
Issued 12/29/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/13/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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