Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Teddy? Claim Your ProfileTeddy Andrew Lafharis is a Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Teddy has been in the financial services industry since 1999 and has extensive experience providing investment advice and portfolio management services to individual and institutional clients. Teddy is registered with the Securities and Exchange Commission and holds Series 7, 63 and 65 licenses. Teddy is also registered with the states of Alabama, Arizona, California, Connecticut, Delaware, Florida, Georgia, Idaho, Maryland, Michigan, Minnesota, Missouri, Nebraska, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina, South Dakota, Texas, Utah and Washington. Teddy has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., and A.G. Edwards & Sons, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/24/2020 - Present
Wells Fargo Clearing Services, LLC (PRINCETON NJ)
NJ
10/23/2009 - 07/06/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
NJ
09/22/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PRINCETON NJ)
NJ
02/26/1999 - 09/27/2006
A. G. EDWARDS & SONS, INC. (PRINCETON NJ)
NY
12/14/1998 - 02/01/1999
R.D. WHITE & CO., INC. (NEW YORK NY)
IA
Issued 05/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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