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Ted W Hawks

Wedbush Securities Inc.

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About Ted W Hawks

Ted W Hawks is a registered representative with Wedbush Securities Inc. and has been in the industry since 2007. Ted W Hawks is also a registered investment advisor representative in Arizona and California. Ted W Hawks has experience with UBS Financial Services Inc. and Wells Fargo Advisors, LLC. Ted W Hawks has held the Series 7, Series 66 and SIE securities licenses. Ted W Hawks is currently registered with Wedbush Securities Inc., in Arizona and California. Ted W Hawks has a specialization in Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisors, Portfolio Management for Businesses and Portfolio Management for Individuals.

Firm Information

Ted Hawks is currently registered with Wedbush Securities Inc.. Wedbush Securities Inc. is a corporation formed in 1966 and headquartered in Los Angeles, California. The firm provides financial planning, pension consulting, and educational seminars, in addition to portfolio management services for individuals, businesses, and other investment advisors. They operate in all 50 states and are registered with the SEC and all 52 state securities regulators. With over 500 registered representatives and approximately $1 billion - $10 billion in assets under management, Wedbush Securities Inc. is a well-established firm serving a diverse client base.
Wedbush Securities Inc.

ATTN: COMPLIANCE DEPT.

LOS ANGELES, CA 90017

$5.74B

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ted Hawks’s Registration & Firm History

AZ

12/21/2021 - Present

Wedbush Securities Inc. (PRESCOTT AZ)

AZ

11/23/2011 - 06/17/2015

UBS FINANCIAL SERVICES INC. (SEDONA AZ)

AZ

01/01/2008 - 11/28/2011

WELLS FARGO ADVISORS, LLC (PRESCOTT AZ)

AZ

05/08/2007 - 01/03/2008

A. G. EDWARDS & SONS, INC. (PRESCOTT AZ)

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Licenses & Designations

BOTH

Issued 05/21/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ted W Hawks.
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