Unclaimed
Ted Ross Emerson has over 20 years of experience in the financial services industry. Ted is a registered representative and investment advisor representative and has a Series 7, Series 63 and Series 65 license. Ted is currently registered with Oppenheimer & Co. Inc. and has previously worked with Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., and A. G. Edwards & Sons, Inc. Ted has extensive experience in financial planning, portfolio management, and selection of other advisors for individuals, businesses, and pooled investment vehicles. Ted offers advisory services such as pension consulting and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
KS
11/28/2014 - Present
Oppenheimer & Co. Inc. (WICHITA KS)
KS
10/05/2009 - 12/08/2014
AMERIPRISE FINANCIAL SERVICES, INC. (HUTCHINSON KS)
KS
10/17/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (HUTCHINSON KS)
KS
04/21/2006 - 11/04/2008
OPPENHEIMER & CO. INC. (HUTCHINSON KS)
MO
03/12/1999 - 04/24/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 07/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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