Unclaimed
Ted Harless is a financial advisor with Northwestern Mutual Investment Services, LLC. Ted is a Series 6, Series 26, and Series 63 licensed professional. Ted has been in the financial services industry since 2005. Northwestern Mutual Investment Services, LLC provides investment research, referrals to other advisors, and portfolio management for individuals and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
03/18/2005 - Present
Northwestern Mutual Investment Services, LLC (LAKE CHARLES LA)
BC
Issued 08/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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