Unclaimed
Ted McLaughlin is a securities professional with over 15 years of experience in the financial services industry. Ted is currently registered with Fidelity Brokerage Services LLC. Prior to joining Fidelity, Ted was registered with OppenheimerFunds Distributor, Inc. Ted holds Series 6, 7, 63, and SIE licenses. Ted is registered with the Securities and Exchange Commission (SEC) and is licensed to sell securities in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/11/2020 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
CO
05/11/2006 - 12/12/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 04/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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