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Ted Leroy Spurgeon

KEY Investment Services LLC

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About Ted Leroy Spurgeon

Ted Leroy Spurgeon is a financial professional with over 15 years of experience in the financial services industry. Ted is currently a Registered Representative with Key Investment Services LLC, specializing in providing investment advisory services to individuals and institutions. Ted has a strong track record of success in helping clients achieve their financial goals. Prior to joining Key Investment Services LLC, Ted was a Registered Representative with Pruco Securities LLC. He holds both Series 7 and Series 66 licenses, and he is a dedicated and experienced financial professional committed to providing excellent client service.

Firm Information

Ted Spurgeon is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ted Spurgeon’s Registration & Firm History

OH

05/08/2024 - Present

KEY Investment Services LLC (BROOKLYN OH)

IN

09/21/2023 - 11/21/2023

PRUCO SECURITIES, LLC. (Indianapolis IN)

IN

06/17/2008 - 08/26/2010

WADDELL & REED, INC. (INDIANAPOLIS IN)

IN

01/16/2008 - 06/12/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)

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Licenses & Designations

BOTH

Issued 10/13/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/21/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/07/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ted Leroy Spurgeon. Review regulatory record here.
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