Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ted? Claim Your ProfileTed Fichter is a financial advisor who has been in the industry since 1989. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed in California, Idaho, and Texas. Ted has also held previous registrations with Sutro & Co. Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, PRUCO Securities Corporation, The Prudential Insurance Company of America, Kober Financial Corp., Horizons International Corporation, and The Stuart-James Company, Incorporated. Ted holds Series 7, Series 63, and Series 65 licenses and has a strong focus on providing financial services to a wide range of clients, including individuals, corporations, charitable organizations, and pension plans. Ted's specializations include portfolio management, investment advice, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
01/05/2005 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOISE ID)
CA
09/26/1997 - 02/20/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
06/25/1991 - 10/08/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
08/09/1990 - 06/25/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/09/1990 - 06/25/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
CO
06/13/1990 - 07/20/1990
KOBER FINANCIAL CORP. (ENGLEWOOD CO)
NA
01/02/1990 - 06/27/1990
HORIZONS INTERNATIONAL CORPORATION
CO
02/22/1989 - 01/03/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 12/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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