Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ted? Claim Your ProfileTed Garza is a financial advisor with Capfinancial Securities, LLC, based in Raleigh, North Carolina. Ted has been in the industry since 2009 and has held previous positions with various financial institutions including Allstate Financial Services, LLC, TIAA-CREF Individual & Institutional Services, LLC, Chase Investment Services Corp., Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc. Ted holds Series 6, Series 63 and SIE licenses and is registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/23/2015 - Present
Capfinancial Securities, LLC (RALEIGH NC)
TX
04/02/2014 - 07/29/2014
ALLSTATE FINANCIAL SERVICES, LLC (IRVING TX)
TX
09/21/2010 - 06/24/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
10/05/2009 - 07/30/2010
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
TX
01/01/2008 - 09/08/2008
FIDELITY BROKERAGE SERVICES LLC (SOUTHLAKE TX)
TX
05/12/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (GRAPEVINE TX)
BC
Issued 06/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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