Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ted? Claim Your ProfileTed Cocoles is a financial advisor with over 13 years of experience in the financial services industry. Ted is currently registered with Charles Schwab & CO., Inc. Ted has previously worked at TD AMERITRADE, INC. and MORGAN STANLEY SMITH BARNEY. Ted has a Series 7, Series 66 and SIE licenses. Ted is registered in 23 states for the sale of securities and in 1 state for the sale of investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/31/2022 - Present
Charles Schwab & CO., Inc. (Cupertino CA)
CA
03/04/2011 - 05/19/2024
TD AMERITRADE, INC. (Cupertino CA)
CA
12/11/2009 - 12/23/2010
MORGAN STANLEY SMITH BARNEY (SAN FRANCISCO CA)
BOTH
Issued 01/13/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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