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Ted Alden Rice

CPS Financial & Insurance Services, Inc.

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About Ted Alden Rice

Ted Alden Rice is a financial professional with over 30 years of experience in the financial services industry. Ted is currently registered with CPS Financial & Insurance Services, Inc. Ted has also held previous registrations with First Heartland Capital, Inc., Lincoln Financial Securities Corporation, 1717 Capital Management Company, ING Financial Partners, Inc., Interlink Securities Corp. and Mutual of Omaha Investor Services, Inc. Ted is registered with the state of Arkansas and California. Ted is licensed to sell securities in the state of Arkansas and California.

Firm Information

Ted Rice is currently registered with CPS Financial & Insurance Services, Inc.. CPS Financial & Insurance Services, Inc. is a Corporation that was formed on April 1, 1996. The firm is registered with the Securities and Exchange Commission and in 36 states.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ted Rice’s Registration & Firm History

CA

04/22/2016 - Present

CPS Financial & Insurance Services, Inc. (IRVINE CA)

MO

12/06/2011 - 11/13/2014

FIRST HEARTLAND CAPITAL, INC. (LAKE ST. LOUIS MO)

AR

07/28/2008 - 12/31/2009

LINCOLN FINANCIAL SECURITIES CORPORATION (LITTLE ROCK AR)

CA

10/30/2006 - 11/20/2008

CPS FINANCIAL & INSURANCE SERVICES, INC. (IRVINE CA)

DE

01/14/1997 - 08/25/2005

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

CT

01/01/2005 - 07/20/2005

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

CA

11/15/1999 - 01/01/2005

INTERLINK SECURITIES CORP. (WOODLAND HILLS CA)

NE

06/13/1983 - 10/16/1996

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 01/08/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Ted Alden Rice. Review regulatory record here.
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