Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Taylor? Claim Your ProfileTaylor Wan is a financial advisor with Wells Fargo Clearing Services, LLC, located in San Francisco, CA. Taylor has been in the financial services industry since 2007. Taylor has a total of 11 approved SRO registrations, including 1 FINRA registration and 4 state registrations. Taylor is also registered with the state of California as an Investment Advisor Representative (IAR). Taylor specializes in providing financial planning and investment management services to individuals, businesses, and institutional clients. Taylor has experience working with a variety of clients, including high net worth individuals, corporations, and charitable organizations. Taylor holds the Series 7, Series 9, Series 10, Series 24, and Series 63 and 66 securities licenses. Taylor is a Certified Financial Planner and has experience working with various financial institutions including J.P. Morgan Securities LLC, Charles Schwab & Co., Inc., and Scottrade, Inc. Taylor is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/06/2022 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
09/03/2019 - 05/31/2022
J.P. MORGAN SECURITIES LLC (SAN LORENZO CA)
CA
07/26/2016 - 08/05/2019
CHARLES SCHWAB & CO., INC. (San Mateo CA)
CA
06/15/2015 - 01/29/2016
SCOTTRADE, INC. (SAN JOSE CA)
CA
10/04/2007 - 05/29/2015
TD AMERITRADE, INC. (SAN MATEO CA)
BOTH
Issued 12/06/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/05/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/17/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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