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Taylor Sweeney

ADP Broker-Dealer, Inc.

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About Taylor Sweeney

Taylor Sweeney is a registered representative with ADP Broker-Dealer, Inc., a firm that is not in scope for the Investment Advisor database. Taylor is currently registered in 16 states. Taylor has passed the Series 63, SIE and Series 6TO exams.

Firm Information

Taylor Sweeney is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Taylor Sweeney’s Registration & Firm History

NJ

01/06/2022 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

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Licenses & Designations

BC

Issued 11/23/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/23/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Taylor Sweeney.
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